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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4 years Service code 15 · EIN 20-8764829 | Recordkeeping | $52,571 |
ADP BROKER-DEALER4 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $7,756 |
ADP BROKER-DEALER10+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,159 | $66,459+4.1% | $81,286-14.9% | $77,714-11.0% |
| Participation rate | 98.5% | 68.7%+29.8pp | 69.5%+28.9pp | 70.6%+27.9pp |
| Annual return | 16.79% | 15.95%+0.8pp | 24.80%-8.0pp | 31.26%-14.5pp |
| Employer contribution / active EE | $5,681 | $2,156+163.4% | $2,463+130.7% | $2,727+108.3% |
| Participant deferral / active EE | $10,243 | $3,674+178.8% | $3,883+163.8% | $4,649+120.3% |
| Admin fee / account holder | $136 | $585-76.8% | $5,764-97.6% | $433-68.6% |