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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Service code 15 · EIN 20-8764829 | Recordkeeping | $44,236 |
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $9,586 |
ADP BROKER-DEALER9+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,162 | $69,823-18.1% | $76,902-25.7% | $74,473-23.2% |
| Participation rate | 96.7% | 70.0%+26.7pp | 69.6%+27.1pp | 70.7%+25.9pp |
| Annual return | 23.52% | 19.99%+3.5pp | 37.91%-14.4pp | 34.36%-10.8pp |
| Employer contribution / active EE | $4,658 | $2,148+116.9% | $2,534+83.8% | $2,638+76.5% |
| Participant deferral / active EE | $9,026 | $3,558+153.7% | $3,833+135.5% | $4,530+99.2% |
| Admin fee / account holder | $118 | $398-70.4% | $5,479-97.9% | $347-66.1% |