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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $36,162 |
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $5,725 |
ADP BROKER-DEALER2+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,385 | $50,106-41.4% | $69,779-57.9% | $57,658-49.0% |
| Participation rate | 95.1% | 70.9%+24.2pp | 71.8%+23.3pp | 70.2%+24.9pp |
| Annual return | 9.38% | 14.58%-5.2pp | 12.99%-3.6pp | 5.13%+4.2pp |
| Employer contribution / active EE | $1,856 | $1,739+6.7% | $2,338-20.6% | $1,974-6.0% |
| Participant deferral / active EE | $6,574 | $2,486+164.5% | $2,931+124.3% | $3,061+114.8% |
| Admin fee / account holder | $76 | $89-14.6% | $4,381-98.3% | $95-19.4% |