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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 | Recordkeeping | $36,218 |
ADP BROKER-DEALER5+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $6,384 |
ADP BROKER-DEALER5+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,035 | $55,790-15.7% | $76,667-38.7% | $67,582-30.4% |
| Participation rate | 92.9% | 71.1%+21.8pp | 72.1%+20.8pp | 71.3%+21.6pp |
| Annual return | 24.59% | 64.45%-39.9pp | 1166.74%-1142.2pp | 378.57%-354.0pp |
| Employer contribution / active EE | $1,997 | $1,810+10.3% | $2,303-13.3% | $2,148-7.0% |
| Participant deferral / active EE | $7,267 | $2,875+152.8% | $3,336+117.8% | $3,539+105.3% |
| Admin fee / account holder | $101 | $159-36.4% | $6,423-98.4% | $142-28.9% |