Filed December 22, 2008 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC2 years Service code 27 · EIN 95-3845382 | Advisory (Plan) | $85,336 |
Service code 49 · EIN 04-1590850 | Other Services | $10,645 |
ALGER2 years Service code 52 · EIN 13-2665689 | Indirect Investment Fees | $0 |
AMERICAN FUNDS2 years Service code 52 · EIN 95-1411037 6455 IRVINE CENTER DRIVE · IRVIINE, CA 92618 | Indirect Investment Fees | $0 |
AMERICAN FUNDS2 years Filed as: AMG FUNDS Service code 52 · EIN 06-1555943 | Indirect Investment Fees | $0 |
COLUMBIA2 years Service code 52 · EIN 94-1687665 | Indirect Investment Fees | $0 |
Service code 52 · EIN 36-3129984 | Indirect Investment Fees | $0 |
JANUS HENDERSON1 year Service code 52 · EIN 84-0592523 | Indirect Investment Fees | $0 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: JP MORGAN Service code 52 · EIN 26-3613641 | Indirect Investment Fees | $0 |
NUVEEN2 years Service code 52 · EIN 41-1418224 | Indirect Investment Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,342 | $118,101-51.4% | $106,387-46.1% | $75,289-23.8% |
| Participation rate | 79.3% | 81.4%-2.1pp | 77.5%+1.8pp | 72.4%+6.9pp |
| Annual return | -5.97% | -2.42%-3.6pp | 0.25%-6.2pp | -0.04%-5.9pp |
| Employer contribution / active EE | $1,477 | $2,880-48.7% | $3,520-58.0% | $2,405-38.6% |
| Participant deferral / active EE | $3,459 | $4,681-26.1% | $5,421-36.2% | $3,739-7.5% |
| Admin fee / account holder | $11 | $85-86.6% | $7,510-99.8% | $102-89.0% |