Filed December 22, 2008 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 15 · EIN 84-0467907 | Recordkeeping | $197,473 |
Filed as: CETERA ADVISOR NETWORKS, LLC Service code 27 2301 ROSECRANS AVE #5100 · EL SEGUNDO, CA 902455670 | Advisory (Plan) | $62,761 |
Filed as: CETERA INVESTMENT ADVISORS, LLC Service code 27 200 N PACIFIC COAST HWY, STE 1200 · EL SEGUNDA, CA 90245 | Advisory (Plan) | $27,149 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $91,737 | $82,978+10.6% | $130,231-29.6% | $74,419+23.3% |
| Participation rate | 73.5% | 73.7%-0.2pp | 76.3%-2.8pp | 70.7%+2.8pp |
| Annual return | 12.32% | 123.05%-110.7pp | 38.77%-26.5pp | 34.38%-22.1pp |
| Employer contribution / active EE | $1,762 | $3,391-48.0% | $4,126-57.3% | $2,637-33.2% |
| Participant deferral / active EE | $6,706 | $5,370+24.9% | $6,799-1.4% | $4,528+48.1% |
| Admin fee / account holder | $514 | $354+45.3% | $6,020-91.5% | $348+47.8% |