Filed February 24, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUTIY INS CO OF AMERICA Service code 15 · EIN 84-0467907 | Recordkeeping | $827,888 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY Service code 27 1585 BROADWAY · NEW YORK, NY 10036 | Advisory (Plan) | $60,000 |
MOSS ADAMS LLP7 years Service code 10 · EIN 91-0189318 | Accounting | $32,550 |
FENNEMORE CRAIG5 years Service code 29 2394 EAST CAMELBACK RD STE 600 · PHOENIX, AZ 85016 | Legal | $5,780 |
Filed as: CHARLES SCHWAB & CO INC Service code 26 · EIN 94-1737782 | Advisory (Participants) | $66 |
TD AMERITRADE, INC.8 years Service code 33 | Securities brokerage; Shareholder ser... | $50 |
Service code 59 | Shareholder Servicing | $0 |
TD AMERITRADE, INC.1 year Filed as: TD AMERITRADE Service code 33 2002 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,110 | $53,531+31.0% | $86,216-18.7% | $96,393-27.3% |
| Participation rate | 95.6% | 53.4%+42.1pp | 69.0%+26.6pp | 71.3%+24.3pp |
| Annual return | 16.47% | 20.51%-4.0pp | 1169.42%-1152.9pp | 22.88%-6.4pp |
| Employer contribution / active EE | $3,661 | $1,158+216.0% | $2,382+53.7% | $3,239+13.0% |
| Participant deferral / active EE | $4,406 | $1,965+124.2% | $3,986+10.5% | $5,455-19.2% |
| Admin fee / account holder | $55 | $55-1.4% | $6,853-99.2% | $74-26.0% |