Filed February 24, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $75,000 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Advisory (Plan) | $45,000 |
Filed as: MORGAN STANLEY Service code 27 1585 BROADWAY · NEW YORK, NY 10036 | Advisory (Plan) | $15,000 |
MOSS ADAMS LLP5 years Service code 10 · EIN 91-0189318 | Accounting | $11,740 |
TD AMERITRADE, INC.6 years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage; Shareholder ser... | $352 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,210 | $55,785+29.4% | $96,570-25.2% | $106,520-32.2% |
| Participation rate | 96.0% | 53.4%+42.6pp | 69.8%+26.2pp | 71.3%+24.7pp |
| Annual return | 13.63% | 17.66%-4.0pp | 37.79%-24.2pp | 19.28%-5.7pp |
| Employer contribution / active EE | $2,915 | $1,042+179.8% | $2,357+23.7% | $2,840+2.6% |
| Participant deferral / active EE | $3,986 | $1,782+123.6% | $3,849+3.5% | $4,948-19.4% |
| Admin fee / account holder | $10 | $59-82.8% | $6,182-99.8% | $75-86.5% |