Filed February 24, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $75,000 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Advisory (Plan) | $45,000 |
Filed as: MORGAN STANLEY Service code 27 1585 BROADWAY · NEW YORK, NY 10036 | Advisory (Plan) | $15,000 |
MOSS ADAMS LLP5 years Service code 10 · EIN 91-0189318 | Accounting | $11,740 |
TD AMERITRADE, INC.6 years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage; Shareholder ser... | $352 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,210 | $55,785+29.4% | $96,583-25.2% | $106,520-32.2% |
| Participation rate | 96.0% | 53.4%+42.6pp | 69.8%+26.2pp | 71.3%+24.7pp |
| Annual return | 13.63% | 17.66%-4.0pp | 37.79%-24.2pp | 19.28%-5.7pp |
| Employer contribution / active EE | $2,915 | $1,042+179.8% | $2,357+23.6% | $2,840+2.6% |
| Participant deferral / active EE | $3,986 | $1,782+123.6% | $3,850+3.5% | $4,948-19.4% |
| Admin fee / account holder | $10 | $59-82.8% | $6,184-99.8% | $75-86.5% |