Filed February 24, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
FENNEMORE CRAIG1 year Service code 99 · EIN 86-0293128 | Other Fees | $100,057 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 · EIN 26-4310632 | Advisory (Plan) | $60,000 |
MOSS ADAMS LLP3 years Service code 10 · EIN 91-0189318 | Accounting | $19,050 |
Filed as: GREAT WEST LIFE & ANNUNITY INSU Service code 15 · EIN 84-0467907 | Recordkeeping | $4,305 |
TD AMERITRADE, INC.4 years Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,828 | $100,179-40.3% | $84,029-28.8% | $89,609-33.2% |
| Participation rate | 96.2% | 54.1%+42.1pp | 69.0%+27.2pp | 69.6%+26.6pp |
| Annual return | 22.79% | 22.50%+0.3pp | 71.32%-48.5pp | 33.65%-10.9pp |
| Employer contribution / active EE | $2,276 | $816+178.8% | $1,984+14.7% | $2,584-11.9% |
| Participant deferral / active EE | $3,421 | $1,459+134.5% | $3,239+5.6% | $4,222-19.0% |
| Admin fee / account holder | $14 | $72-80.6% | $6,102-99.8% | $72-80.4% |