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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL3 years Service code 27 · EIN 95-2834236 | Advisory (Plan) | $78,686 |
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 27 · EIN 13-5674085 | Advisory (Plan) | $51,907 |
Filed as: NORTHWESTERN MUTUAL WEALTH MGNT CO Service code 27 · EIN 39-2018056 | Advisory (Plan) | $36,316 |
Filed as: RAYMOND JAMES Service code 27 411 HAMILTON BLVD., STE 2003 · PEORIA, IL 61602 | Advisory (Plan) | $26,745 |
Filed as: MERRILL LYNCH Service code 26 · EIN 13-3180817 | Advisory (Participants) | $19,526 |
Filed as: FIDELITY INVESTMENTS Service code 27 P.O. BOX 770001 · CINCINNATI, OH 452770003 | Advisory (Plan) | $17,545 |
KINSEY WEALTH MANAGEMENT3 years Service code 27 · EIN 34-1542819 | Advisory (Plan) | $15,060 |
THE VANGUARD GROUP, INC.1 year Filed as: THE VANGUARD Service code 15 · EIN 23-1945930 | Recordkeeping | $119 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $665,162 | $61,356+984.1% | $149,696+344.3% | $71,511+830.2% |
| Participation rate | 100.0% | 62.5%+37.5pp | 78.8%+21.2pp | 67.9%+32.1pp |
| Annual return | 15.10% | 35.86%-20.8pp | 134.46%-119.4pp | 28.86%-13.8pp |
| Employer contribution / active EE | $29,063 | $2,382+1120.3% | $4,821+502.9% | $2,589+1022.5% |
| Participant deferral / active EE | $17,901 | $2,920+513.1% | $5,682+215.1% | $4,291+317.2% |
| Admin fee / account holder | $2,533 | $1,263+100.5% | $13,212-80.8% | $1,588+59.5% |