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| Provider | Service type | Compensation |
|---|---|---|
RSM US LLP1 year Filed as: RSM US WEALTH MANAGEMENT LLC Service code 26 · EIN 41-1944416 | Advisory (Participants) | $88,146 |
LPL FINANCIAL1 year Service code 27 · EIN 95-2834236 | Advisory (Plan) | $72,199 |
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 27 · EIN 13-5674085 | Advisory (Plan) | $48,182 |
Filed as: RAYMOND JAMES Service code 27 411 HAMILTON BLVD., SUITE 2003 · PEORIA, IL 61602 | Advisory (Plan) | $22,782 |
DAVID ROMANO1 year Filed as: DAVID VAUGHN INVESTMENTS LLC Service code 26 · EIN 37-1272863 | Advisory (Participants) | $22,126 |
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT CO Service code 27 · EIN 39-2018056 | Advisory (Plan) | $13,969 |
Filed as: MERRILL LYNCH Service code 26 · EIN 13-3180817 | Advisory (Participants) | $13,816 |
Filed as: FIDELITY INVESTMENTS Service code 27 PO BOX 770001 · CINCINNATI, OH 452770003 | Advisory (Plan) | $8,440 |
VERTEX PLANNING PARTNERS1 year Service code 27 · EIN 87-0781488 | Advisory (Plan) | $7,613 |
Filed as: SKLAR CAPITAL Service code 27 6757 ACADEMY RD. NE STE. A · ALBUQUERQUE, NM 87109 | Advisory (Plan) | $7,265 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $754,011 | $61,166+1132.7% | $185,837+305.7% | $79,393+849.7% |
| Participation rate | 93.8% | 66.6%+27.1pp | 81.7%+12.0pp | 70.7%+23.0pp |
| Annual return | 32.41% | 19.45%+13.0pp | 122.08%-89.7pp | 116.87%-84.5pp |
| Employer contribution / active EE | $32,549 | $2,321+1302.4% | $5,168+529.8% | $2,428+1240.7% |
| Participant deferral / active EE | $13,674 | $2,789+390.3% | $5,568+145.6% | $4,046+238.0% |
| Admin fee / account holder | $2,721 | $710+283.4% | $16,241-83.2% | $627+334.3% |