Filed February 21, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $27,171 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$2,300 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,201 | $47,126-14.7% | $149,673-73.1% | $74,419-46.0% |
| Participation rate | 53.3% | 63.4%-10.1pp | 78.8%-25.4pp | 70.7%-17.4pp |
| Annual return | 13.05% | 22.75%-9.7pp | 134.42%-121.4pp | 34.38%-21.3pp |
| Employer contribution / active EE | $767 | $1,905-59.8% | $4,818-84.1% | $2,637-70.9% |
| Participant deferral / active EE | $2,017 | $2,728-26.1% | $5,680-64.5% | $4,528-55.5% |
| Admin fee / account holder | $78 | $343-77.1% | $13,210-99.4% | $348-77.4% |