Filed February 21, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 26 1300 THAMES STREET WHARF · BALTIMORE, MD 21231 | Advisory (Participants) | $30,332 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,562 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,161 | $56,485-5.9% | $185,823-71.4% | $86,799-38.8% |
| Participation rate | 55.8% | 65.5%-9.7pp | 81.7%-25.9pp | 72.3%-16.5pp |
| Annual return | 30.82% | 118.04%-87.2pp | 122.05%-91.2pp | 97.91%-67.1pp |
| Employer contribution / active EE | $815 | $1,843-55.8% | $5,167-84.2% | $2,405-66.1% |
| Participant deferral / active EE | $1,879 | $2,553-26.4% | $5,568-66.3% | $4,131-54.5% |
| Admin fee / account holder | $106 | $150-29.3% | $16,237-99.3% | $170-37.6% |