Filed February 21, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 26 · EIN 26-4310632 | Advisory (Participants) | $27,531 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,156 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,665 | $62,928-30.6% | $172,739-74.7% | $67,579-35.4% |
| Participation rate | 46.0% | 64.5%-18.5pp | 82.6%-36.7pp | 71.3%-25.3pp |
| Annual return | 5.76% | 30.36%-24.6pp | 802.84%-797.1pp | 378.56%-372.8pp |
| Employer contribution / active EE | $575 | $1,636-64.8% | $5,143-88.8% | $2,148-73.2% |
| Participant deferral / active EE | $1,312 | $2,145-38.8% | $5,198-74.7% | $3,539-62.9% |
| Admin fee / account holder | $99 | $167-40.4% | $13,954-99.3% | $142-30.2% |