Filed February 21, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 26 · EIN 26-4310632 | Advisory (Participants) | $28,206 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,700 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,133 | $52,293-13.7% | $178,490-74.7% | $73,409-38.5% |
| Participation rate | 47.3% | 65.3%-18.0pp | 81.9%-34.6pp | 72.2%-24.8pp |
| Annual return | 5.14% | 34.75%-29.6pp | 151.07%-145.9pp | 59.29%-54.1pp |
| Employer contribution / active EE | $602 | $1,735-65.3% | $5,011-88.0% | $2,234-73.0% |
| Participant deferral / active EE | $1,359 | $2,332-41.8% | $5,202-73.9% | $3,805-64.3% |
| Admin fee / account holder | $105 | $127-17.2% | $13,984-99.2% | $158-33.2% |