Filed November 17, 2020 (most recent of 12 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
ALIGHT SOLUTIONS LLC8 years Filed as: ALIGHT FINANCIAL ADVISORS, LLC Service code 26 · EIN 82-1061233 | Advisory (Participants) | $4,763,101 |
ALIGHT SOLUTIONS LLC8 years Service code 15 · EIN 82-1061233 | Recordkeeping | $1,436,587 |
THE BANK OF NEW YORK MELLON10+ years Filed as: PERSHING LLC Service code 59 · EIN 13-2741729 | Shareholder Servicing | $787,442 |
STRATEGIC BENEFIT ADVISORS10+ years Service code 13 · EIN 03-0415817 | Contract Administrator | $753,057 |
NORTHERN TRUST COMPANY10+ years Service code 21 · EIN 36-1561860 | Bank Trustee | $478,795 |
CATERPILLAR INC2 years Service code 30 · EIN 37-0602744 | Employee (plan); Direct payment from ... | $407,731 |
ALIGHT SOLUTIONS LLC3 years Filed as: ALIGHT FINANCIAL SOLUTIONS, LLC Service code 33 · EIN 82-1061233 | Finders' fees / placement fees; Distr... | $266,875 |
RUSSELL TRUST COMPANY10+ years Filed as: RUSSELL INVESTMENTS Service code 34 71 S WACKER DRIVE SUITE 2040 · CHICAGO, IL 60656 | Investment management fees paid direc... | $159,851 |
PRICEWATERHOUSECOOPERS LLP10+ years Service code 10 · EIN 13-4008324 | Accounting | $138,509 |
CEM BENCHMARKING10+ years Filed as: CEM BENCHMARKING INC Service code 34 | Valuation (appraisals, etc.); Direct ... | $31,827 |
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $318,082 | $178,759+77.9% | $102,460+210.4% | $106,553+198.5% |
| Participation rate | 97.3% | 91.3%+6.0pp | 76.5%+20.8pp | 69.8%+27.4pp |
| Annual return | 15.07% | 17.23%-2.2pp | 29.47%-14.4pp | 17.37%-2.3pp |
| Employer contribution / active EE | $10,947 | $5,750+90.4% | $3,025+261.9% | $3,359+225.9% |
| Participant deferral / active EE | $10,242 | $9,466+8.2% | $5,056+102.6% | $5,562+84.1% |
| Admin fee / account holder | $139 | $62+123.3% | $9,460-98.5% | $80+74.2% |