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  1. Companies/
  2. Caterpillar Inc.
  • Retirement analytics
  • Benefits analytics
  • Plan summaries
  • Retirement plans
  • Health & Benefits plans

Filings through Oct 24, 2026.

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Caterpillar Inc.

EIN 37-0602744-machinery-Latest filing 2025
Plans
17
Retirement
6
$35.84B assets
Health & Benefits
11
$131.4M premiums
Participants
328,947
5205 N. O'CONNOR BOULEVARD, SUITE 100 - IRVING, TX 75039972-891-7700caterpillar.comLinkedIn10001+ employeesmachinery
Plans on this EIN
17 filings
#035401(k)-$23.06B - 59,937 part#002Cash balance-$9.40B - 37,274 part#001Traditional DB-$2.37B - 22,941 part#033401(k)-$912.5M - 9,341 part#037401(k)-$55.7M - 462 part#039Cash balance-$46.6M - 702 part#501Mixed-$41.3M - 25,038 lives#543Mixed-$38.5M - 6,991 lives#541Mixed-$28.2M - 54,586 lives#536Mixed-$10.2M - 7,965 lives#542Mixed-$8.2M - 6,607 lives#546Fully insured-$2.7M - 430 lives#544Mixed-$2.1M - 7,965 lives#503Fully insured-$248K - 30,021 lives#531Unknown-0 lives#535Self-funded-0 lives#539Unknown-0 lives+11 more plans

Health & Benefits portfolio - carriers, brokers and premium across this company's 11 health and benefits plans.

Retirement portfolio analytics

6 plans aggregated / $35.84B assets / 130,657 participants

Assets by plan

Share of aggregate retirement assets

  • CATERPILLAR 401(K) Savings (#035)$23.06B
  • RETIREMENT INCOME PLAN (#002)$9.40B
  • INC. NON-CONTRIBUTORY PENSION (#001)$2.37B
  • DEFERRED RETIREMENT PLAN (#033)$912.5M
  • HOURLY EMPLOYEES' Savings (#037)$55.7M
  • HOURLY EMPLOYEES' PENSION (#039)$46.6M
Total $35.84BSelect a row to open it

Recordkeeper share

DC plan assets by Schedule C recordkeeper

Entrenched
  • ALIGHT SOLUTIONS LLC$35.84B
Total $35.84BSelect a row to open it

Participants by plan

Active + retired + deferred vested

  • CATERPILLAR 401(K) Savings (#035)59,937
  • RETIREMENT INCOME PLAN (#002)37,274
  • INC. NON-CONTRIBUTORY PENSION (#001)22,941
  • DEFERRED RETIREMENT PLAN (#033)9,341
  • HOURLY EMPLOYEES' PENSION (#039)702
  • HOURLY EMPLOYEES' Savings (#037)462
Total 130,657Select a row to open it

Benefits portfolio analytics

11 plans / $131.4M premiums / 139,603 covered lives

Coverage by line

Premium dollars by benefit type (bundled lines overlap)

  • Other$119.2M
  • Life$118.8M
  • Short-term disability$17.4M
  • Health$2.9M
  • Dental$2.7M
  • Vision$2.7M
Total $131.4M6 rows
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Plan summaries

Each card links to its plan page. The plan page shows fees vs peers, audit grade, history and counterparties.

Retirement#035

CATERPILLAR 401(K) SAVINGS PLAN

401(k)

Assets$23.06B
Participants59,937
On the plan page
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan
Retirement#002

CATERPILLAR INC. RETIREMENT INCOME PLAN

Cash balance

Assets$9.40B
Participants37,274
On the plan page
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan
Retirement#001

CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN

Traditional DB

Assets$2.37B
Participants22,941
On the plan page
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan
Retirement#033

CATERPILLAR INC. TAX DEFERRED RETIREMENT PLAN

401(k)

Assets$912.5M
Participants9,341
On the plan page
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan
Retirement#037

CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN

401(k)

Assets$55.7M
Participants462
On the plan page
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan
Retirement#039

CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' PENSION PLAN

Cash balance

Assets$46.6M
Participants702
On the plan page
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan
Health & Benefits#501

CATERPILLAR INC. RETIREE BENEFIT PROGRAM

Mixed - METROPOLITAN LIFE INSURANCE COMPANY

Premiums$41.3M
Covered lives25,038
On the plan page
Premium breakdownCarriersBrokersCoverage stats
Open plan
Health & Benefits#543

CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES WELFARE PLAN

Mixed - METROPOLITAN LIFE INSURANCE COMPANY

Premiums$38.5M
Covered lives6,991
On the plan page
Premium breakdownCarriersBrokersCoverage stats
Open plan
Health & Benefits#541

CATERPILLAR INC. EMPLOYEE HEALTH, LIFE AND DISABILITY BENEFIT PROGRAM

Mixed - METROPOLITAN LIFE INSURANCE COMPANY

Premiums$28.2M
Covered lives54,586
On the plan page
Premium breakdownCarriersBrokersCoverage stats
Open plan
Health & Benefits#536

CATERPILLAR INC. DISABILITY AND LIFE INSURANCE PLAN FOR BARGAINING UNIT EMPLOYEES A/K/A GROUP INSURANCE PLAN B

Mixed - METROPOLITAN LIFE INSURANCE COMPANY

Premiums$10.2M
Covered lives7,965
On the plan page
Premium breakdownCarriersBrokersCoverage stats
Open plan
Health & Benefits#542

CATERPILLAR INC. RETIREE GROUP INSURANCE PLAN

Mixed - METROPOLITAN LIFE INSURANCE COMPANY

Premiums$8.2M
Covered lives6,607
On the plan page
Premium breakdownCarriersBrokersCoverage stats
Open plan
Health & Benefits#546

CATERPILLAR INC. INTERNATIONAL SERVICE EMPLOYEE HEALTHCARE PLAN

Fully insured - CIGNA HEALTH AND LIFE INSURANCE COMPANY

Premiums$2.7M
Covered lives430
On the plan page
Premium breakdownCarriersBrokersCoverage stats
Open plan
Health & Benefits#544

CATERPILLAR GLOBAL MINING LEGACY WELFARE PLAN FOR DENISON STEELWORKERS (CGM-DENSION)

Mixed - METROPOLITAN LIFE INSURANCE COMPANY

Premiums$2.1M
Covered lives7,965
On the plan page
Premium breakdownCarriersBrokersCoverage stats
Open plan
Health & Benefits#503

CATERPILLAR INC. BUSINESS TRAVEL ACCIDENT PLAN

Fully insured - NATIONAL UNION FIRE INS. CO. OF PITTSBURGH,PA

Premiums$248K
Covered lives30,021
On the plan page
Premium breakdownCarriersBrokersCoverage stats
Open plan
Health & Benefits#531

CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN

Unknown

Premiums$0
Covered lives0
On the plan page
Premium breakdownCarriersBrokersCoverage stats
Open plan
Health & Benefits#535

CATERPILLAR INC. EMPLOYEE ASSISTANCE PROGRAM

Self-funded

Premiums$0
Covered lives0
On the plan page
Premium breakdownCarriersBrokersCoverage stats
Open plan
Health & Benefits#539

CATERPILLAR INC. SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN FOR CERTAIN NON-REPRESENTED PERSONNEL

Unknown

Premiums$0
Covered lives0
On the plan page
Premium breakdownCarriersBrokersCoverage stats
Open plan

Retirement plans

6 plans on this EIN

PlanNameTypeAssetsParticipantsLatest year
#035CATERPILLAR 401(K) SAVINGS PLAN401(k)$23.06B59,9372025
#002CATERPILLAR INC. RETIREMENT INCOME PLANCash balance$9.40B37,2742025
#001CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLANTraditional DB$2.37B22,9412025
#033CATERPILLAR INC. TAX DEFERRED RETIREMENT PLAN401(k)$912.5M9,3412025
#037CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN401(k)$55.7M4622025
#039CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' PENSION PLANCash balance$46.6M7022025
  • CATERPILLAR 401(K) SAVINGS PLAN$23.06B
    #035 · 401(k) · 202559,937
  • CATERPILLAR INC. RETIREMENT INCOME PLAN$9.40B
    #002 · Cash balance · 202537,274
  • CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN$2.37B
    #001 · Traditional DB · 202522,941
  • CATERPILLAR INC. TAX DEFERRED RETIREMENT PLAN$912.5M
    #033 · 401(k) · 20259,341
  • CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN$55.7M
    #037 · 401(k) · 2025462
  • CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' PENSION PLAN$46.6M
    #039 · Cash balance · 2025702

Health & Benefits plans

11 plans on this EIN

PlanNameFundingCarrierPremiumsCoveredLatest year
#501CATERPILLAR INC. RETIREE BENEFIT PROGRAMMixedMETROPOLITAN LIFE INSURANCE COMPANY$41.3M25,0382025
#543CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES WELFARE PLANMixedMETROPOLITAN LIFE INSURANCE COMPANY$38.5M6,9912025
#541CATERPILLAR INC. EMPLOYEE HEALTH, LIFE AND DISABILITY BENEFIT PROGRAMMixedMETROPOLITAN LIFE INSURANCE COMPANY$28.2M54,5862025
#536CATERPILLAR INC. DISABILITY AND LIFE INSURANCE PLAN FOR BARGAINING UNIT EMPLOYEES A/K/A GROUP INSURANCE PLAN BMixedMETROPOLITAN LIFE INSURANCE COMPANY$10.2M7,9652025
#542CATERPILLAR INC. RETIREE GROUP INSURANCE PLANMixedMETROPOLITAN LIFE INSURANCE COMPANY$8.2M6,6072025
#546CATERPILLAR INC. INTERNATIONAL SERVICE EMPLOYEE HEALTHCARE PLANFully insuredCIGNA HEALTH AND LIFE INSURANCE COMPANY$2.7M4302025
#544CATERPILLAR GLOBAL MINING LEGACY WELFARE PLAN FOR DENISON STEELWORKERS (CGM-DENSION)MixedMETROPOLITAN LIFE INSURANCE COMPANY$2.1M7,9652025
#503CATERPILLAR INC. BUSINESS TRAVEL ACCIDENT PLANFully insuredNATIONAL UNION FIRE INS. CO. OF PITTSBURGH,PA$248K30,0212025
#531CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLANUnknown-$002025
#535CATERPILLAR INC. EMPLOYEE ASSISTANCE PROGRAMSelf-funded-$002025
#539CATERPILLAR INC. SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN FOR CERTAIN NON-REPRESENTED PERSONNELUnknown-$002025
  • CATERPILLAR INC. RETIREE BENEFIT PROGRAM$41.3M
    #501 · Mixed · METROPOLITAN LIFE INSURANCE COMPANY · 202525,038
  • CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES WELFARE PLAN$38.5M
    #543 · Mixed · METROPOLITAN LIFE INSURANCE COMPANY · 20256,991
  • CATERPILLAR INC. EMPLOYEE HEALTH, LIFE AND DISABILITY BENEFIT PROGRAM$28.2M
    #541 · Mixed · METROPOLITAN LIFE INSURANCE COMPANY · 202554,586
  • CATERPILLAR INC. DISABILITY AND LIFE INSURANCE PLAN FOR BARGAINING UNIT EMPLOYEES A/K/A GROUP INSURANCE PLAN B$10.2M
    #536 · Mixed · METROPOLITAN LIFE INSURANCE COMPANY · 20257,965
  • CATERPILLAR INC. RETIREE GROUP INSURANCE PLAN$8.2M
    #542 · Mixed · METROPOLITAN LIFE INSURANCE COMPANY · 20256,607
  • CATERPILLAR INC. INTERNATIONAL SERVICE EMPLOYEE HEALTHCARE PLAN$2.7M
    #546 · Fully insured · CIGNA HEALTH AND LIFE INSURANCE COMPANY · 2025430
  • CATERPILLAR GLOBAL MINING LEGACY WELFARE PLAN FOR DENISON STEELWORKERS (CGM-DENSION)$2.1M
    #544 · Mixed · METROPOLITAN LIFE INSURANCE COMPANY · 20257,965
  • CATERPILLAR INC. BUSINESS TRAVEL ACCIDENT PLAN$248K
    #503 · Fully insured · NATIONAL UNION FIRE INS. CO. OF PITTSBURGH,PA · 202530,021
  • CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN$0
    #531 · Unknown · 20250
  • CATERPILLAR INC. EMPLOYEE ASSISTANCE PROGRAM$0
    #535 · Self-funded · 20250
  • CATERPILLAR INC. SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN FOR CERTAIN NON-REPRESENTED PERSONNEL$0
    #539 · Unknown · 20250
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