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CATERPILLAR INC.

EIN 37-0602744-machinery-Latest filing 2024
Plans
17
Retirement
6
$31.22B assets
Welfare
11
$120.5M premiums
Participants
329,316
5205 N. O'CONNOR BOULEVARD, SUITE 100 - IRVING, TX 75039972-891-7700caterpillar.comLinkedIn10001+ employeesmachinery
Plans on this EIN
17 filings
#035ESOP-$18.81B - 60,357 part#002CashBalance-$9.19B - 38,251 part#001TraditionalDB-$2.37B - 23,789 part#033ESOP-$748.9M - 9,809 part#037ESOP-$51.5M - 497 part#039CashBalance-$46.0M - 732 part#543Mixed-$38.3M - 0 lives#501Mixed-$35.9M - 7,269 lives#541Mixed-$22.5M - 54,701 lives#536Mixed-$10.2M - 7,776 lives#542Mixed-$8.3M - 7,175 lives#546Fully Insured-$3.1M - 511 lives#544Mixed-$2.0M - 0 lives#503Fully Insured-$248K - 29,136 lives#531Unknown-0 lives#535Self Funded-0 lives#539Unknown-0 lives

Retirement portfolio analytics

6 plans aggregated / $31.22B assets / 133,435 participants

Assets by plan

Share of aggregate retirement assets

60%top
  • CATERPILLAR 401(K) Savings (#035)60%
  • RETIREMENT INCOME PLAN (#002)29%
  • INC. NON-CONTRIBUTORY PENSION (#001)8%
  • DEFERRED RETIREMENT PLAN (#033)2%
  • HOURLY EMPLOYEES' Savings (#037)0%
  • +1 more
Total $31.22BClick slice to drill in

Recordkeeper share

DC plan assets by Schedule C recordkeeper

Entrenched
100%top
  • ALIGHT SOLUTIONS LLC100%
Total $31.22BClick slice to drill in

Participants by plan

Active + retired + deferred vested

  • CATERPILLAR 401(K) Savings (#035)60,357
  • RETIREMENT INCOME PLAN (#002)38,251
  • INC. NON-CONTRIBUTORY PENSION (#001)23,789
  • DEFERRED RETIREMENT PLAN (#033)9,809
  • HOURLY EMPLOYEES' PENSION (#039)732
  • HOURLY EMPLOYEES' Savings (#037)497
Total 133,435Click row to drill in

Benefits portfolio analytics

11 plans / $120.5M premiums / 106,568 covered lives

Coverage by line

Premium dollars by benefit type (bundled lines overlap)

  • Life$117.0M
  • Other$108.9M
  • Short-term disability$16.8M
  • Health$3.2M
  • Dental$3.1M
  • Vision$3.1M
Total $120.5M6 rows

Carrier market share

Premium dollars by Schedule A carrier

Multi-vendor
97%top
  • METROPOLITAN LIFE INSURANCE COMPANY97%
  • CIGNA HEALTH AND LIFE INSURANCE COMPANY3%
  • NATIONAL UNION FIRE INS. CO. OF PITTSBURGH, PA0%
  • KAISER FOUNDATION HEALTH PLAN INC0%
Total $120.5M4 slices

Plan deep-dives

Per-plan teasers. The full analytics (fees vs peers, audit grade, trajectory, counterparties) live on each plan detail page.
Retirement#035

CATERPILLAR 401(K) SAVINGS PLAN

ESOP

Assets$18.81B
Participants60,357
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#002

CATERPILLAR INC. RETIREMENT INCOME PLAN

CashBalance

Assets$9.19B
Participants38,251
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#001

CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLAN

TraditionalDB

Assets$2.37B
Participants23,789
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#033

CATERPILLAR INC. TAX DEFERRED RETIREMENT PLAN

ESOP

Assets$748.9M
Participants9,809
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#037

CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLAN

ESOP

Assets$51.5M
Participants497
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#039

CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' PENSION PLAN

CashBalance

Assets$46.0M
Participants732
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Welfare#543

CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES WELFARE PLAN

Mixed - METROPOLITAN LIFE INSURANCE COMPANY

Premiums$38.3M
Covered lives0
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive
Welfare#501

CATERPILLAR INC. RETIREE BENEFIT PROGRAM

Mixed - METROPOLITAN LIFE INSURANCE COMPANY

Premiums$35.9M
Covered lives7,269
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive
Welfare#541

CATERPILLAR INC. EMPLOYEE HEALTH, LIFE AND DISABILITY BENEFIT PROGRAM

Mixed - METROPOLITAN LIFE INSURANCE COMPANY

Premiums$22.5M
Covered lives54,701
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive
Welfare#536

CATERPILLAR INC. DISABILITY AND LIFE INSURANCE PLAN FOR BARGAINING UNIT EMPLOYEES A/K/A GROUP INSURANCE PLAN B

Mixed - METROPOLITAN LIFE INSURANCE COMPANY

Premiums$10.2M
Covered lives7,776
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive
Welfare#542

CATERPILLAR INC. RETIREE GROUP INSURANCE PLAN

Mixed - METROPOLITAN LIFE INSURANCE COMPANY

Premiums$8.3M
Covered lives7,175
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive
Welfare#546

CATERPILLAR INC. INTERNATIONAL SERVICE EMPLOYEE HEALTHCARE PLAN

Fully Insured - CIGNA HEALTH AND LIFE INSURANCE COMPANY

Premiums$3.1M
Covered lives511
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive
Welfare#544

CATERPILLAR GLOBAL MINING LEGACY WELFARE PLAN FOR DENISON STEELWORKERS (CGM-DENSION)

Mixed - METROPOLITAN LIFE INSURANCE COMPANY

Premiums$2.0M
Covered lives0
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive
Welfare#503

CATERPILLAR INC. BUSINESS TRAVEL ACCIDENT PLAN

Fully Insured - NATIONAL UNION FIRE INS. CO. OF PITTSBURGH,PA

Premiums$248K
Covered lives29,136
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive
Welfare#531

CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLAN

Unknown

Premiums$0
Covered lives0
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive
Welfare#535

CATERPILLAR INC. EMPLOYEE ASSISTANCE PROGRAM

Self Funded

Premiums$0
Covered lives0
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive
Welfare#539

CATERPILLAR INC. SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN FOR CERTAIN NON-REPRESENTED PERSONNEL

Unknown

Premiums$0
Covered lives0
Inside the deep dive
Premium breakdownCarriersBrokersCoverage stats
Open plan deep dive

Retirement plans6

Plan #NameTypeAssetsParticipantsLatest year
035CATERPILLAR 401(K) SAVINGS PLANESOP$18.81B60,3572024
002CATERPILLAR INC. RETIREMENT INCOME PLANCashBalance$9.19B38,2512024
001CATERPILLAR INC. NON-CONTRIBUTORY PENSION PLANTraditionalDB$2.37B23,7892024
033CATERPILLAR INC. TAX DEFERRED RETIREMENT PLANESOP$748.9M9,8092024
037CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' SAVINGS PLANESOP$51.5M4972024
039CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES' PENSION PLANCashBalance$46.0M7322024

Welfare plans11

Plan #NameFundingCarrierPremiumsCoveredLatest year
543CATERPILLAR GLOBAL MINING LEGACY HOURLY EMPLOYEES WELFARE PLANMixedMETROPOLITAN LIFE INSURANCE COMPANY$38.3M02024
501CATERPILLAR INC. RETIREE BENEFIT PROGRAMMixedMETROPOLITAN LIFE INSURANCE COMPANY$35.9M7,2692024
541CATERPILLAR INC. EMPLOYEE HEALTH, LIFE AND DISABILITY BENEFIT PROGRAMMixedMETROPOLITAN LIFE INSURANCE COMPANY$22.5M54,7012024
536CATERPILLAR INC. DISABILITY AND LIFE INSURANCE PLAN FOR BARGAINING UNIT EMPLOYEES A/K/A GROUP INSURANCE PLAN BMixedMETROPOLITAN LIFE INSURANCE COMPANY$10.2M7,7762024
542CATERPILLAR INC. RETIREE GROUP INSURANCE PLANMixedMETROPOLITAN LIFE INSURANCE COMPANY$8.3M7,1752024
546CATERPILLAR INC. INTERNATIONAL SERVICE EMPLOYEE HEALTHCARE PLANFully InsuredCIGNA HEALTH AND LIFE INSURANCE COMPANY$3.1M5112024
544CATERPILLAR GLOBAL MINING LEGACY WELFARE PLAN FOR DENISON STEELWORKERS (CGM-DENSION)MixedMETROPOLITAN LIFE INSURANCE COMPANY$2.0M02024
503CATERPILLAR INC. BUSINESS TRAVEL ACCIDENT PLANFully InsuredNATIONAL UNION FIRE INS. CO. OF PITTSBURGH,PA$248K29,1362024
531CATERPILLAR INC. FLEXIBLE SPENDING ACCOUNT PLANUnknown-$002024
535CATERPILLAR INC. EMPLOYEE ASSISTANCE PROGRAMSelf Funded-$002024
539CATERPILLAR INC. SUPPLEMENTAL UNEMPLOYMENT BENEFIT PLAN FOR CERTAIN NON-REPRESENTED PERSONNELUnknown-$002024
Retirement plans
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