Filed November 17, 2020 (most recent of 12 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
ALIGHT SOLUTIONS LLC7 years Filed as: ALIGHT FINANCIAL ADVISORS, LLC Service code 26 · EIN 82-1061233 | Advisory (Participants) | $4,136,822 |
ALIGHT SOLUTIONS LLC7 years Service code 15 · EIN 82-1061233 | Recordkeeping | $1,237,360 |
STRATEGIC BENEFIT ADVISORS9+ years Service code 13 · EIN 03-0415817 | Contract Administrator | $761,546 |
NORTHERN TRUST COMPANY9+ years Service code 21 · EIN 36-1561860 | Bank Trustee | $615,846 |
THE BANK OF NEW YORK MELLON9+ years Filed as: PERSHING LLC Service code 59 · EIN 13-2741729 | Shareholder Servicing | $601,659 |
CATERPILLAR INC1 year Service code 30 · EIN 37-0602744 | Direct payment from the plan; Employe... | $384,942 |
ALIGHT SOLUTIONS LLC2 years Filed as: ALIGHT FINANCIAL SOLUTIONS, LLC Service code 33 · EIN 82-1061233 | Distribution (12b-1) fees; Finders' f... | $263,679 |
RUSSELL TRUST COMPANY9+ years Filed as: RUSSELL INVESTMENTS Service code 34 71 S WACKER DRIVE SUITE 2040 · CHICAGO, IL 60656 | Direct payment from the plan; Valuati... | $171,615 |
PRICEWATERHOUSECOOPERS LLP9+ years Service code 10 · EIN 13-4008324 | Accounting | $96,273 |
CEM BENCHMARKING9+ years Filed as: CEM BENCHMARKING INC Service code 34 | Direct payment from the plan; Valuati... | $30,811 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $281,673 | $161,802+74.1% | $96,564+191.7% | $96,393+192.2% |
| Participation rate | 96.6% | 92.5%+4.1pp | 76.0%+20.6pp | 71.3%+25.3pp |
| Annual return | 19.04% | 18.41%+0.6pp | 25.89%-6.9pp | 22.88%-3.8pp |
| Employer contribution / active EE | $10,113 | $5,381+87.9% | $2,967+240.9% | $3,239+212.3% |
| Participant deferral / active EE | $9,569 | $8,927+7.2% | $4,852+97.2% | $5,455+75.4% |
| Admin fee / account holder | $127 | $61+108.5% | $8,256-98.5% | $74+71.9% |