Filed November 29, 2016
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC10+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $68,330 |
Filed as: FIDELITY WORKPLACE SERVICES, LLC Service code 14 · EIN 04-3532603 | Plan Administrator | $15,257 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $162,133 | $101,672+59.5% | $147,117+10.2% | $74,478+117.7% |
| Participation rate | 67.5% | 75.5%-8.0pp | 82.2%-14.7pp | 67.2%+0.3pp |
| Annual return | 13.63% | 8757.83%-8744.2pp | 420.54%-406.9pp | 1370.56%-1356.9pp |
| Employer contribution / active EE | $2,148 | $3,813-43.7% | $4,932-56.5% | $2,626-18.2% |
| Participant deferral / active EE | $12,665 | $7,305+73.4% | $8,065+57.1% | $4,350+191.1% |
| Admin fee / account holder | $402 | $1,753-77.0% | $12,993-96.9% | $1,946-79.3% |