Filed November 29, 2016
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC8+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $59,105 |
Filed as: FIDELITY WORKPLACE SERVICES LLC Service code 14 · EIN 04-3532603 | Plan Administrator | $24,737 |
PKF O'CONNOR DAVIES, LLP1 year Filed as: PKF MUELLER Service code 10 · EIN 36-2658780 | Accounting | $11,800 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $101,670 | $84,482+20.3% | $125,363-18.9% | $66,930+51.9% |
| Participation rate | 90.0% | 76.4%+13.6pp | 82.4%+7.6pp | 69.8%+20.2pp |
| Annual return | -22.66% | -8.49%-14.2pp | 572.15%-594.8pp | 1.57%-24.2pp |
| Employer contribution / active EE | $2,729 | $3,553-23.2% | $4,815-43.3% | $2,545+7.2% |
| Participant deferral / active EE | $12,534 | $6,782+84.8% | $7,447+68.3% | $4,238+195.8% |
| Admin fee / account holder | $383 | $685-44.1% | $10,005-96.2% | $593-35.5% |