Filed November 29, 2016
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Service code 55 · EIN 13-2638166 | Other Commissions | $34,001 |
Service code 25 · EIN 04-2647786 | Directed Trustee | $6,693 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $88,381 | $80,753+9.4% | $136,294-35.2% | $62,292+41.9% |
| Participation rate | 64.0% | 73.5%-9.6pp | 81.9%-17.9pp | 69.5%-5.5pp |
| Annual return | 26.33% | 35.83%-9.5pp | 5155.94%-5129.6pp | 28.90%-2.6pp |
| Employer contribution / active EE | $499 | $2,884-82.7% | $4,695-89.4% | $2,042-75.6% |
| Participant deferral / active EE | $7,166 | $5,164+38.8% | $6,247+14.7% | $3,169+126.1% |
| Admin fee / account holder | $27 | $525-94.8% | $9,243-99.7% | $479-94.3% |