Filed March 10, 2017
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| Provider | Service type | Compensation |
|---|---|---|
NADLER FINANCIAL GROUP, INC.4 years Filed as: NADLER FINANCIAL GROUP INC Service code 28 · EIN 36-4156113 | Investment Management | $85,049 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.4 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,941 | $72,303+20.2% | $86,698+0.3% | $64,824+34.1% |
| Participation rate | 65.8% | 80.4%-14.6pp | 76.6%-10.8pp | 71.5%-5.7pp |
| Annual return | -14.84% | 392.77%-407.6pp | 35.96%-50.8pp | 32.84%-47.7pp |
| Employer contribution / active EE | $2,776 | $2,393+16.0% | $2,837-2.2% | $2,507+10.7% |
| Participant deferral / active EE | $3,173 | $4,660-31.9% | $4,656-31.9% | $4,311-26.4% |
| Admin fee / account holder | $165 | $174-5.4% | $7,492-97.8% | $188-12.3% |