Filed March 10, 2017
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| Provider | Service type | Compensation |
|---|---|---|
NADLER FINANCIAL GROUP, INC.2 years Filed as: NADLER FINANCIAL GROUP INC Service code 28 · EIN 36-4156113 | Investment Management | $74,133 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,507 | $79,519+30.2% | $95,964+7.9% | $73,412+41.0% |
| Participation rate | 73.8% | 81.2%-7.4pp | 77.1%-3.3pp | 72.2%+1.6pp |
| Annual return | 13.53% | 19.20%-5.7pp | 91.64%-78.1pp | 59.30%-45.8pp |
| Employer contribution / active EE | $3,340 | $2,048+63.1% | $2,541+31.4% | $2,234+49.5% |
| Participant deferral / active EE | $2,859 | $4,138-30.9% | $4,167-31.4% | $3,806-24.9% |
| Admin fee / account holder | $150 | $184-18.4% | $6,797-97.8% | $158-4.7% |