Filed March 10, 2017
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| Provider | Service type | Compensation |
|---|---|---|
NADLER FINANCIAL GROUP, INC.5 years Filed as: NADLER FINANCIAL GROUP INC Service code 28 · EIN 36-4156113 | Investment Management | $80,645 |
CHARLES SCHWAB & CO., INC.5 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,505 | $99,201-13.8% | $96,544-11.4% | $74,473+14.8% |
| Participation rate | 75.7% | 80.7%-5.0pp | 76.0%-0.3pp | 70.7%+5.0pp |
| Annual return | 15.29% | 22.40%-7.1pp | 25.88%-10.6pp | 34.36%-19.1pp |
| Employer contribution / active EE | $3,285 | $2,570+27.8% | $2,966+10.7% | $2,638+24.5% |
| Participant deferral / active EE | $3,484 | $4,938-29.4% | $4,851-28.2% | $4,530-23.1% |
| Admin fee / account holder | $135 | $225-40.2% | $8,254-98.4% | $347-61.2% |