Filed March 10, 2017
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| Provider | Service type | Compensation |
|---|---|---|
NADLER FINANCIAL GROUP, INC.3 years Filed as: NADLER FINANCIAL GROUP INC Service code 28 · EIN 36-4156113 | Investment Management | $93,583 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $109,751 | $185,342-40.8% | $111,306-1.4% | $86,821+26.4% |
| Participation rate | 68.2% | 81.0%-12.7pp | 77.3%-9.1pp | 72.3%-4.1pp |
| Annual return | 13.12% | 500.80%-487.7pp | 54.67%-41.6pp | 97.94%-84.8pp |
| Employer contribution / active EE | $2,889 | $2,246+28.6% | $2,732+5.8% | $2,406+20.1% |
| Participant deferral / active EE | $3,061 | $4,458-31.3% | $4,488-31.8% | $4,132-25.9% |
| Admin fee / account holder | $180 | $255-29.6% | $7,966-97.7% | $170+6.1% |