Filed March 10, 2017
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NADLER FINANCIAL GROUP INC Service code 28 · EIN 36-4156113 | Investment Management | $50,897 |
Filed as: SHORE TOMPKINS ACTUARIAL RESOURCES, Service code 10 · EIN 20-1694816 | Accounting | $24,585 |
Filed as: ASPIRE FINANCIAL SERVICES LLC Service code 15 · EIN 81-0557695 | Recordkeeping | $8,235 |
Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB BANK Service code 59 · EIN 42-1558009 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $0 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,861 | $73,404+18.3% | $87,103-0.3% | $67,582+28.5% |
| Participation rate | 75.7% | 80.9%-5.1pp | 76.9%-1.2pp | 71.3%+4.4pp |
| Annual return | 20.01% | 48.29%-28.3pp | 28.19%-8.2pp | 378.57%-358.6pp |
| Employer contribution / active EE | $2,889 | $2,014+43.4% | $2,521+14.6% | $2,148+34.5% |
| Participant deferral / active EE | $2,738 | $3,913-30.0% | $4,049-32.4% | $3,539-22.6% |
| Admin fee / account holder | $172 | $142+21.8% | $7,491-97.7% | $142+21.2% |