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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.10+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $395,169 |
CORIENT PRIVATE WEALTH LLC2 years Service code 26 · EIN 88-0967642 | Advisory (Participants) | $74,153 |
HEINZ GLOBAL ASSET MGMT INC10+ years Service code 26 · EIN 45-2510991 | Advisory (Participants) | $39,263 |
GEMMER ASSET MANAGEMENT4 years Filed as: GEMMER ASSET MANAGEMENT LLC Service code 26 · EIN 94-3317854 | Advisory (Participants) | $39,127 |
INGALLS & SNYDER LLC2 years Service code 26 · EIN 13-5156620 | Advisory (Participants) | $32,843 |
SAVANT CAPITAL MANAGEMENT5 years Filed as: SAVANT CAPITAL LLC Service code 26 · EIN 45-3812777 | Advisory (Participants) | $30,537 |
MORNINGSTAR6 years Filed as: MORNINGSTAR INVESTMENT SERVICE Service code 26 · EIN 36-4410122 | Advisory (Participants) | $29,604 |
Service code 26 · EIN 41-2016508 | Advisory (Participants) | $20,067 |
JMG FINANCIAL GROUP LTD1 year Service code 26 · EIN 36-3275370 | Advisory (Participants) | $18,229 |
BLEAKLEY FINANCIAL GROUP LLC3 years Service code 26 · EIN 47-2523848 | Advisory (Participants) | $17,795 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $327,064 | $122,128+167.8% | $147,117+122.3% | $200,096+63.5% |
| Participation rate | 95.6% | 78.2%+17.5pp | 82.2%+13.4pp | 72.0%+23.6pp |
| Annual return | 13.87% | 30.58%-16.7pp | 420.54%-406.7pp | 34.26%-20.4pp |
| Employer contribution / active EE | $13,841 | $4,093+238.2% | $4,932+180.6% | $3,038+355.6% |
| Participant deferral / active EE | $15,720 | $8,484+85.3% | $8,065+94.9% | $5,090+208.9% |
| Admin fee / account holder | $267 | $180+48.7% | $12,993-97.9% | $269-0.9% |