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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.9+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $442,209 |
Service code 26 · EIN 88-0967642 | Advisory (Participants) | $56,093 |
SAVANT CAPITAL MANAGEMENT4 years Filed as: SAVANT CAPITAL LLC Service code 26 · EIN 45-3812777 | Advisory (Participants) | $37,673 |
GEMMER ASSET MANAGEMENT3 years Filed as: GEMMER ASSET MANAGEMENT LLC Service code 26 · EIN 94-3317854 | Advisory (Participants) | $33,778 |
MORNINGSTAR5 years Filed as: MORNINGSTAR INVESTMENT SERVICE Service code 26 · EIN 36-4410122 | Advisory (Participants) | $25,386 |
BRINKER CAPITAL4 years Filed as: BRINKER CAPITAL INVESTMENTS LL Service code 26 · EIN 32-0070947 | Advisory (Participants) | $23,675 |
Filed as: OLD WEST INVESTMENT MANAGEMENT Service code 26 · EIN 26-3225052 | Advisory (Participants) | $21,987 |
Filed as: SIGNATURE INVESTMENT ADVISORS Service code 26 · EIN 45-3791510 | Advisory (Participants) | $19,798 |
Filed as: CURI RMB CAPITAL LLC Service code 26 · EIN 59-3792751 | Advisory (Participants) | $19,358 |
HEINZ GLOBAL ASSET MGMT INC9+ years Service code 26 · EIN 45-2510991 | Advisory (Participants) | $19,215 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $281,319 | $107,415+161.9% | $135,998+106.9% | $80,187+250.8% |
| Participation rate | 96.8% | 78.0%+18.8pp | 81.9%+14.9pp | 72.9%+23.9pp |
| Annual return | 17.55% | 91.99%-74.4pp | 68.37%-50.8pp | 40.40%-22.8pp |
| Employer contribution / active EE | $12,421 | $3,878+220.3% | $4,860+155.6% | $2,980+316.9% |
| Participant deferral / active EE | $14,528 | $8,189+77.4% | $7,761+87.2% | $5,016+189.6% |
| Admin fee / account holder | $253 | $127+98.9% | $10,769-97.7% | $145+74.2% |