Filed June 26, 2000
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
RMB CAPITAL MANAGEMENT LLC8+ years Service code 26 · EIN 59-3792751 | Advisory (Participants) | $247,153 |
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $135,070 |
WILLIAM BLAIR8+ years Filed as: WILLIAM BLAIR INVESTMENT MGMT Service code 26 · EIN 47-2614791 | Advisory (Participants) | $113,763 |
Service code 28 · EIN 26-0058143 | Investment Management | $106,250 |
CREATIVE PLANNING LLC4 years Filed as: CREATIVE PLANNING INC Service code 26 · EIN 43-1270780 | Advisory (Participants) | $38,652 |
GOFEN AND GLOSSBERG LLC8+ years Service code 26 · EIN 36-4143109 | Advisory (Participants) | $38,299 |
ATLANTIC PRIVATE WEALTH LLC2 years Service code 26 · EIN 86-2536045 | Advisory (Participants) | $36,424 |
AT INVESTMENT ADVISERS INC4 years Service code 26 · EIN 20-0822261 | Advisory (Participants) | $29,904 |
CHARLES SCHWAB & CO., INC.8+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Float revenue; ... | $21,609 |
WILMINGTON TRUST8+ years Filed as: WILMINGTON TRUST FSB Service code 26 · EIN 52-1877389 | Advisory (Participants) | $21,287 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $298,970 | $95,388+213.4% | $125,401+138.4% | $77,906+283.8% |
| Participation rate | 94.3% | 78.6%+15.7pp | 82.4%+12.0pp | 73.7%+20.6pp |
| Annual return | -15.23% | 116.19%-131.4pp | 572.53%-587.8pp | 12.16%-27.4pp |
| Employer contribution / active EE | $12,229 | $3,666+233.5% | $4,816+153.9% | $2,846+329.6% |
| Participant deferral / active EE | $13,273 | $7,711+72.1% | $7,448+78.2% | $4,805+176.2% |
| Admin fee / account holder | $342 | $119+187.4% | $10,008-96.6% | $133+157.7% |