Filed June 26, 2000
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
RMB CAPITAL MANAGEMENT LLC6+ years Service code 26 · EIN 59-3792751 | Advisory (Participants) | $243,008 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $142,770 |
WILLIAM BLAIR6+ years Filed as: WILLIAM BLAIR INVESTMENT MGMT Service code 26 · EIN 47-2614791 | Advisory (Participants) | $108,161 |
AT INVESTMENT ADVISERS INC2 years Service code 26 · EIN 20-0822261 | Advisory (Participants) | $71,063 |
ELLWOOD ASSOCIATES1 year Filed as: ELLWOOD ADVICE ALIGHNED Service code 29 · EIN 36-3121777 | Legal | $63,750 |
RSM US LLP5 years Service code 10 · EIN 42-0714325 | Accounting | $48,000 |
GOFEN AND GLOSSBERG LLC6+ years Service code 26 · EIN 36-4143109 | Advisory (Participants) | $33,650 |
GOLDMAN SACHS2 years Filed as: UNITED CAPITAL FINANCIAL ADVIS Service code 26 · EIN 27-0493248 | Advisory (Participants) | $29,199 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Other fee... | $26,189 |
HARRIS2 years Filed as: HARRIS ASSOCIATES LP Service code 26 · EIN 04-3276558 | Advisory (Participants) | $22,033 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $327,112 | $127,481+156.6% | $149,751+118.4% | $90,274+262.4% |
| Participation rate | 96.6% | 78.2%+18.4pp | 82.5%+14.2pp | 73.4%+23.3pp |
| Annual return | 14.68% | 57.78%-43.1pp | 276.71%-262.0pp | 53.97%-39.3pp |
| Employer contribution / active EE | $11,870 | $3,448+244.3% | $4,646+155.5% | $2,523+370.4% |
| Participant deferral / active EE | $11,531 | $6,975+65.3% | $6,843+68.5% | $4,231+172.6% |
| Admin fee / account holder | $336 | $152+121.8% | $9,312-96.4% | $114+195.0% |