Filed June 26, 2000
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
RMB CAPITAL MANAGEMENT LLC5+ years Service code 26 · EIN 59-3792751 | Advisory (Participants) | $261,335 |
WILLIAM BLAIR5+ years Filed as: WILLIAM BLAIR INVESTMENT MGMT Service code 26 · EIN 47-2614791 | Advisory (Participants) | $102,042 |
Service code 26 · EIN 20-0822261 | Advisory (Participants) | $63,907 |
ELLWOOD ASSOCIATES1 year Filed as: ELLWOOD ADVICE Service code 29 · EIN 36-3121777 | Legal | $42,500 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Float rev... | $34,938 |
GOFEN AND GLOSSBERG LLC5+ years Service code 26 · EIN 36-4143109 | Advisory (Participants) | $31,274 |
HARRIS1 year Filed as: HARRIS ASSOCIATES LP Service code 26 · EIN 04-3276558 | Advisory (Participants) | $29,334 |
GOLDMAN SACHS1 year Filed as: UNITED CAPITAL FINANCIAL ADVIS Service code 26 · EIN 27-0493248 | Advisory (Participants) | $26,911 |
TRUEWEALTH LLC1 year Service code 26 · EIN 45-1063176 | Advisory (Participants) | $21,296 |
Filed as: DIMEO SCHNEIDER & ASSOCIATES, Service code 26 · EIN 36-4001764 | Advisory (Participants) | $20,974 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $292,315 | $101,523+187.9% | $141,200+107.0% | $77,775+275.8% |
| Participation rate | 96.7% | 77.4%+19.3pp | 82.5%+14.2pp | 73.2%+23.5pp |
| Annual return | 23.10% | 56.22%-33.1pp | 71.41%-48.3pp | 32.58%-9.5pp |
| Employer contribution / active EE | $10,940 | $3,341+227.4% | $4,736+131.0% | $2,504+336.9% |
| Participant deferral / active EE | $10,720 | $6,434+66.6% | $6,710+59.8% | $3,966+170.3% |
| Admin fee / account holder | $357 | $92+290.1% | $10,265-96.5% | $100+256.8% |