Filed June 26, 2000
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
RMB CAPITAL MANAGEMENT LLC1+ years Service code 26 · EIN 59-3792751 | Advisory (Participants) | $213,304 |
ELLWOOD ASSOCIATES1+ years Filed as: ELLWOOD AND ASSOC. Service code 28 · EIN 36-3121777 | Investment Management | $141,700 |
RIDGEWORTH1+ years Filed as: GENEVA ADVISORS, LLC Service code 26 · EIN 04-3689735 | Advisory (Participants) | $87,262 |
DIMEO SCHNEIDER & ASSOCIATES LLC1+ years Filed as: DIMEO SCHNEIDER & ASSOCIATES Service code 26 · EIN 36-4001764 | Advisory (Participants) | $65,872 |
WILLIAM BLAIR1+ years Filed as: WILLIAM BLAIR & COMPANY LLC Service code 26 · EIN 36-2214610 | Advisory (Participants) | $62,690 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $37,883 |
UBS FINANCIAL SERVICES INC1+ years Service code 28 · EIN 13-2638166 | Investment Management | $29,827 |
RSM US LLP1+ years Filed as: MCGLADREY & PULLEN, LLP Service code 10 · EIN 42-0714325 | Accounting | $29,400 |
WILLIAM BLAIR1+ years Filed as: WILLIAM BLAIR INVESTMENT MGMT Service code 26 · EIN 47-2614791 | Advisory (Participants) | $20,172 |
GOFEN AND GLOSSBERG LLC1+ years Service code 26 · EIN 36-4143109 | Advisory (Participants) | $17,698 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $221,507 | $86,791+155.2% | $115,037+92.6% | $59,188+274.2% |
| Participation rate | 83.0% | 72.8%+10.1pp | 81.4%+1.6pp | 69.4%+13.5pp |
| Annual return | -0.77% | 4.44%-5.2pp | 26.14%-26.9pp | 5.51%-6.3pp |
| Employer contribution / active EE | $8,493 | $2,950+187.9% | $4,608+84.3% | $2,098+304.8% |
| Participant deferral / active EE | $8,566 | $5,298+61.7% | $6,026+42.1% | $3,265+162.4% |
| Admin fee / account holder | $421 | $95+343.9% | $8,175-94.8% | $92+357.0% |