Filed March 17, 2026 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: AMERIPRISE FINANCIAL SERVICES, INC Service code 22 · EIN 41-0973005 | Insurance Broker | $76,629 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $66,906 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $134,727 | $66,124+103.7% | $90,461+48.9% | $73,497+83.3% |
| Participation rate | 100.0% | 69.7%+30.3pp | 72.7%+27.3pp | 70.7%+29.3pp |
| Annual return | 18.29% | 17.65%+0.6pp | 1294.76%-1276.5pp | 28.51%-10.2pp |
| Employer contribution / active EE | $1,495 | $2,346-36.3% | $3,264-54.2% | $2,270-34.1% |
| Participant deferral / active EE | $7,357 | $3,039+142.1% | $3,964+85.6% | $3,740+96.7% |
| Admin fee / account holder | $289 | $396-27.0% | $5,617-94.8% | $513-43.6% |