Filed March 17, 2026 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $74,332 |
Filed as: AMERIPRISE FINANCIAL SERVICES, INC Service code 22 · EIN 41-0973005 | Insurance Broker | $59,032 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $99,508 | $50,637+96.5% | $86,582+14.9% | $62,293+59.7% |
| Participation rate | 97.5% | 67.9%+29.6pp | 73.5%+24.0pp | 69.5%+28.0pp |
| Annual return | 15.12% | 20.80%-5.7pp | 965.08%-950.0pp | 28.90%-13.8pp |
| Employer contribution / active EE | $5,916 | $2,075+185.0% | $2,839+108.3% | $2,042+189.7% |
| Participant deferral / active EE | $6,273 | $2,611+140.3% | $3,609+73.8% | $3,169+98.0% |
| Admin fee / account holder | $321 | $413-22.4% | $4,904-93.5% | $479-33.1% |