Filed March 17, 2026 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $62,828 |
Filed as: AMERIPRISE FINANCIAL SERVICES, INC Service code 22 · EIN 41-0973005 | Insurance Broker | $62,169 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $107,406 | $51,620+108.1% | $90,324+18.9% | $65,186+64.8% |
| Participation rate | 98.2% | 68.6%+29.6pp | 73.3%+24.9pp | 70.2%+28.0pp |
| Annual return | 19.82% | 24.94%-5.1pp | 78.15%-58.3pp | 29.39%-9.6pp |
| Employer contribution / active EE | $3,046 | $2,235+36.3% | $2,856+6.7% | $2,177+40.0% |
| Participant deferral / active EE | $6,876 | $2,871+139.5% | $3,885+77.0% | $3,514+95.7% |
| Admin fee / account holder | $255 | $384-33.7% | $5,356-95.2% | $847-69.9% |