Filed March 17, 2026 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $60,479 |
Filed as: AMERIPRISE FINANCIAL SERVICES, INC Service code 22 | Insurance Broker | $58,442 |
Filed as: AMERIPRISE FINANCIAL SERVICES LLC Service code 22 · EIN 41-0973005 | Insurance Broker | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $136,427 | $58,312+134.0% | $86,656+57.4% | $71,529+90.7% |
| Participation rate | 100.0% | 65.0%+35.0pp | 71.7%+28.3pp | 67.9%+32.1pp |
| Annual return | 18.83% | 24.08%-5.3pp | 593.09%-574.3pp | 28.97%-10.1pp |
| Employer contribution / active EE | $2,978 | $2,576+15.6% | $3,025-1.6% | $2,590+15.0% |
| Participant deferral / active EE | $8,985 | $3,439+161.2% | $4,439+102.4% | $4,291+109.4% |
| Admin fee / account holder | $285 | $1,057-73.1% | $5,619-94.9% | $1,588-82.1% |