Filed March 17, 2026 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $83,386 |
Filed as: AMERIPRISE FINANCIAL SERVICES, INC Service code 22 · EIN 41-0973005 | Insurance Broker | $72,035 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $155,610 | $63,768+144.0% | $98,506+58.0% | $79,389+96.0% |
| Participation rate | 100.0% | 69.9%+30.1pp | 73.3%+26.7pp | 70.7%+29.3pp |
| Annual return | 11.84% | 626.18%-614.3pp | 1494.92%-1483.1pp | 116.89%-105.0pp |
| Employer contribution / active EE | $3,071 | $2,558+20.1% | $2,961+3.7% | $2,428+26.5% |
| Participant deferral / active EE | $7,845 | $3,305+137.4% | $4,277+83.4% | $4,046+93.9% |
| Admin fee / account holder | $361 | $516-30.0% | $5,955-93.9% | $626-42.4% |