Filed September 1, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE CO OF AME Service code 28 · EIN 84-0467907 8515 EAST OCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $209,448 |
PURSHE KAPLAN STERLING INV6 years Filed as: PURSHE KAPLAN STERLING INV INC Service code 55 | Other Commissions | $59,664 |
PREMIER PLAN CONSULTANTS5 years Service code 13 6215 FERRIS SQ · SAN DIEGO, CA 92121 | Contract Administrator | $5,000 |
PURSCHE KAPLAN STERLING INV5 years Service code 55 18 CORPORATE WOODS BLVD · ALBANY, NY 12211 | Other Commissions | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,996 | $101,317-19.1% | $146,958-44.2% | $74,495+10.1% |
| Participation rate | 89.6% | 75.5%+14.0pp | 82.2%+7.4pp | 67.2%+22.4pp |
| Annual return | 14.40% | 8730.91%-8716.5pp | 418.34%-403.9pp | 1364.94%-1350.5pp |
| Employer contribution / active EE | $3,912 | $3,810+2.7% | $4,933-20.7% | $2,623+49.1% |
| Participant deferral / active EE | $7,393 | $7,303+1.2% | $8,070-8.4% | $4,346+70.1% |
| Admin fee / account holder | $517 | $1,739-70.3% | $12,998-96.0% | $1,942-73.4% |