Filed September 1, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST OCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $89,106 |
PURSHE KAPLAN STERLING INV4 years Filed as: PURSHE KAPLAN STERLING INV INC Service code 55 | Other Commissions | $49,045 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST OCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $9,548 |
PREMIER PLAN CONSULTANTS3 years Service code 13 6215 FERRIS SQ · SAN DIEGO, CA 92121 | Contract Administrator | $5,000 |
PURSCHE KAPLAN STERLING INV3 years Service code 55 18 CORPORATE WOODS BLVD · ALBANY, NY 12211 | Other Commissions | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,653 | $84,487-5.7% | $125,339-36.5% | $66,914+19.0% |
| Participation rate | 71.3% | 76.4%-5.1pp | 82.4%-11.0pp | 69.8%+1.5pp |
| Annual return | -13.91% | -8.39%-5.5pp | 572.05%-586.0pp | 1.58%-15.5pp |
| Employer contribution / active EE | $3,099 | $3,553-12.8% | $4,814-35.6% | $2,544+21.8% |
| Participant deferral / active EE | $6,385 | $6,781-5.8% | $7,446-14.2% | $4,237+50.7% |
| Admin fee / account holder | $528 | $685-22.9% | $10,010-94.7% | $593-10.9% |