Filed September 1, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST OCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $82,604 |
PURSHE KAPLAN STERLING INV2 years Filed as: PURSHE KAPLAN STERLING INV INC Service code 55 | Other Commissions | $44,481 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST OCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $11,460 |
PREMIER PLAN CONSULTANTS1 year Service code 13 6215 FERRIS SQ · SAN DIEGO, CA 92121 | Contract Administrator | $1,609 |
JGD & ASSOCIATES LLP1 year Filed as: JGD & ASSOCIATES Service code 10 9191 TOWNE CENTRE DR. · SAN DIEGO, CA 92122 | Accounting | $1,000 |
Service code 55 18 CORPORATE WOODS BLVD · ALBANY, NY 12211 | Other Commissions | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,486 | $99,957-13.5% | $149,696-42.2% | $73,488+17.7% |
| Participation rate | 70.5% | 75.7%-5.2pp | 82.5%-12.0pp | 70.7%-0.2pp |
| Annual return | 15.94% | 53.87%-37.9pp | 276.60%-260.7pp | 28.51%-12.6pp |
| Employer contribution / active EE | $1,682 | $3,191-47.3% | $4,644-63.8% | $2,270-25.9% |
| Participant deferral / active EE | $5,254 | $6,073-13.5% | $6,842-23.2% | $3,740+40.5% |
| Admin fee / account holder | $502 | $551-8.9% | $9,309-94.6% | $513-2.2% |