Filed September 1, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $76,891 |
Filed as: NORTHWESTERN MUTUAL INVESTMENT SVCS Service code 55 720 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Other Commissions | $29,263 |
Filed as: PURSHE KAPLAN STERLING INV INC Service code 55 18 CORPORATE WOODS BLVD · ALBANY, NY 12211 | Other Commissions | $6,854 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $5,668 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,394 | $89,652-31.5% | $141,162-56.5% | $65,185-5.8% |
| Participation rate | 76.5% | 74.7%+1.8pp | 82.5%-5.9pp | 70.2%+6.3pp |
| Annual return | 31.57% | 32.79%-1.2pp | 71.39%-39.8pp | 29.38%+2.2pp |
| Employer contribution / active EE | $1,642 | $3,065-46.4% | $4,735-65.3% | $2,177-24.6% |
| Participant deferral / active EE | $5,415 | $5,691-4.8% | $6,709-19.3% | $3,514+54.1% |
| Admin fee / account holder | $432 | $569-24.1% | $10,261-95.8% | $847-49.0% |