Filed September 1, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE CO OF AME Service code 64 8515 EAST OCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $93,077 |
PURSHE KAPLAN STERLING INV5 years Filed as: PURSHE KAPLAN STERLING INV INC Service code 55 | Other Commissions | $53,981 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST OCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $14,541 |
PREMIER PLAN CONSULTANTS4 years Service code 13 6215 FERRIS SQ · SAN DIEGO, CA 92121 | Contract Administrator | $5,000 |
PURSCHE KAPLAN STERLING INV4 years Service code 55 18 CORPORATE WOODS BLVD · ALBANY, NY 12211 | Other Commissions | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,181 | $91,407-4.6% | $135,903-35.9% | $71,457+22.0% |
| Participation rate | 75.0% | 75.7%-0.7pp | 81.9%-6.9pp | 67.9%+7.1pp |
| Annual return | 17.60% | 29.90%-12.3pp | 68.23%-50.6pp | 28.85%-11.3pp |
| Employer contribution / active EE | $3,281 | $3,703-11.4% | $4,856-32.4% | $2,588+26.8% |
| Participant deferral / active EE | $6,602 | $7,092-6.9% | $7,758-14.9% | $4,289+53.9% |
| Admin fee / account holder | $527 | $1,266-58.3% | $10,762-95.1% | $1,587-66.8% |