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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $873,817 |
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 26 · EIN 95-2834236 | Advisory (Participants) | $6,553 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $6,385 |
NATIONAL FINANCIAL SERVICES7 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $205,225 | $121,599+68.8% | $135,982+50.9% | $103,590+98.1% |
| Participation rate | 100.0% | 76.2%+23.8pp | 81.9%+18.1pp | 73.3%+26.7pp |
| Annual return | 17.76% | 26.09%-8.3pp | 68.32%-50.6pp | 33.13%-15.4pp |
| Employer contribution / active EE | $7,467 | $4,627+61.4% | $4,859+53.7% | $3,213+132.4% |
| Participant deferral / active EE | $10,973 | $7,782+41.0% | $7,760+41.4% | $5,214+110.5% |
| Admin fee / account holder | $69 | $76-8.6% | $10,767-99.4% | $114-39.3% |