| Provider | Service type | Compensation |
|---|---|---|
Filed as: FINANCIAL ENGINE Service code 26 1804 EMBARCADERO ROAD · PALO ALTO, CA 94303 | Advisory (Participants) | $1,115,201 |
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Distr... | $917,597 |
Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $271 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES4 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $238,764 | $108,759+119.5% | $149,751+59.4% | $93,223+156.1% |
| Participation rate | 98.0% | 70.7%+27.3pp | 82.5%+15.5pp | 74.9%+23.1pp |
| Annual return | 15.06% | 19.53%-4.5pp | 276.71%-261.7pp | 19.29%-4.2pp |
| Employer contribution / active EE | $5,649 | $2,777+103.4% | $4,646+21.6% | $2,680+110.8% |
| Participant deferral / active EE | $9,672 | $6,149+57.3% | $6,843+41.3% | $4,563+112.0% |
| Admin fee / account holder | $163 | $81+101.8% | $9,312-98.2% | $79+105.8% |