| Provider | Service type | Compensation |
|---|---|---|
Filed as: FINANCIAL ENGINE Service code 26 1804 EMBARCADERO ROAD · PALO ALTO, CA 94303 | Advisory (Participants) | $1,290,979 |
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $900,955 |
NATIONAL FINANCIAL SERVICES2 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $198,972 | $83,812+137.4% | $123,553+61.0% | $68,904+188.8% |
| Participation rate | 97.9% | 77.0%+20.8pp | 82.3%+15.6pp | 74.1%+23.8pp |
| Annual return | -3.11% | 0.60%-3.7pp | 119.21%-122.3pp | 1.07%-4.2pp |
| Employer contribution / active EE | $4,527 | $2,924+54.8% | $4,628-2.2% | $2,540+78.2% |
| Participant deferral / active EE | $8,915 | $5,609+58.9% | $6,426+38.7% | $4,015+122.0% |
| Admin fee / account holder | $196 | $65+201.4% | $9,284-97.9% | $71+174.3% |