Filed June 30, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER & SMI Service code 15 · EIN 13-5674085 | Recordkeeping | $460,360 |
UBS FINANCIAL SERVICES INC8 years Service code 50 8044 MONTGOMERY RD. SUITE 200W · CINCINNATI, OH 45236 | Direct Payment | $125,000 |
Filed as: CLARK SCHAEFER HACKET Service code 10 ONE EAST FOURTH STREET · CINCINNATI, OH 45202 | Accounting | $31,150 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $203,539 | $103,482+96.7% | $130,231+56.3% | $103,482+96.7% |
| Participation rate | 96.3% | 73.3%+23.0pp | 76.3%+20.0pp | 73.3%+23.0pp |
| Annual return | 12.67% | 33.11%-20.4pp | 38.77%-26.1pp | 33.11%-20.4pp |
| Employer contribution / active EE | $7,037 | $3,208+119.4% | $4,126+70.6% | $3,208+119.4% |
| Participant deferral / active EE | $9,213 | $5,207+76.9% | $6,799+35.5% | $5,207+76.9% |
| Admin fee / account holder | $61 | $114-46.8% | $6,020-99.0% | $114-46.8% |