Filed June 30, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER & SMI Service code 15 · EIN 13-5674085 | Recordkeeping | $474,727 |
UBS FINANCIAL SERVICES INC7 years Service code 70 8044 MONTGOMERY RD, SUITE 200W · CINCINNATI, OH 45236 | Consulting Fees | $132,500 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $195,258 | $78,044+150.2% | $115,756+68.7% | $78,044+150.2% |
| Participation rate | 95.9% | 74.4%+21.5pp | 77.1%+18.8pp | 74.4%+21.5pp |
| Annual return | -10.80% | 10.87%-21.7pp | 143.14%-153.9pp | 10.87%-21.7pp |
| Employer contribution / active EE | $6,965 | $3,125+122.9% | $3,793+83.6% | $3,125+122.9% |
| Participant deferral / active EE | $9,111 | $5,084+79.2% | $6,254+45.7% | $5,084+79.2% |
| Admin fee / account holder | $64 | $79-19.1% | $8,124-99.2% | $79-19.1% |