Filed June 30, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER & SMI Service code 15 · EIN 13-5674085 | Recordkeeping | $492,891 |
UBS FINANCIAL SERVICES INC5 years Service code 70 8044 MONTGOMERY RD, SUITE 200W · CINCINNATI, OH 45236 | Consulting Fees | $103,355 |
Filed as: CLARK SCHAEFER HACKET Service code 10 ONE EAST FOURTH STREET · CINCINNATI, OH 45202 | Accounting | $15,965 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $187,544 | $114,568+63.7% | $379,746-50.6% | $93,223+101.2% |
| Participation rate | 95.4% | 89.4%+6.0pp | 78.4%+17.0pp | 74.9%+20.5pp |
| Annual return | 10.10% | 16.38%-6.3pp | 34.90%-24.8pp | 19.29%-9.2pp |
| Employer contribution / active EE | $4,715 | $3,213+46.8% | $3,540+33.2% | $2,680+76.0% |
| Participant deferral / active EE | $8,052 | $6,118+31.6% | $6,024+33.7% | $4,563+76.5% |
| Admin fee / account holder | $63 | $72-12.7% | $7,927-99.2% | $79-20.2% |