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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC9+ years Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $85,650 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,861 | $69,823-40.0% | $76,872-45.5% | $74,460-43.8% |
| Participation rate | 88.2% | 70.0%+18.2pp | 69.6%+18.6pp | 70.7%+17.5pp |
| Annual return | 13.89% | 19.99%-6.1pp | 37.90%-24.0pp | 34.38%-20.5pp |
| Employer contribution / active EE | $1,019 | $2,148-52.5% | $2,533-59.8% | $2,638-61.4% |
| Participant deferral / active EE | $3,313 | $3,558-6.9% | $3,832-13.5% | $4,530-26.9% |
| Admin fee / account holder | $75 | $398-81.1% | $5,476-98.6% | $348-78.4% |