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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5+ years Service code 55 · EIN 13-2638166 | Other Commissions | $85,165 |
Filed as: MASSMUTUAL RETIREMENT SERVICES, LLC Service code 15 · EIN 26-1589907 | Recordkeeping | $1,710 |
RELIANCE TRUST COMPANY5+ years Service code 19 · EIN 58-1428634 | Securities Custodian | $565 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,842 | $55,790-41.1% | $76,657-57.2% | $67,579-51.4% |
| Participation rate | 93.9% | 71.1%+22.8pp | 72.1%+21.8pp | 71.3%+22.6pp |
| Annual return | 21.75% | 64.45%-42.7pp | 1166.74%-1145.0pp | 378.56%-356.8pp |
| Employer contribution / active EE | $890 | $1,810-50.9% | $2,303-61.4% | $2,148-58.6% |
| Participant deferral / active EE | $2,638 | $2,875-8.2% | $3,335-20.9% | $3,539-25.5% |
| Admin fee / account holder | $69 | $159-56.9% | $6,423-98.9% | $142-51.8% |